Regulatory Compliance
At YMB, we offer comprehensive regulatory compliance services to help businesses, financial service providers regulated by regulatory bodies such as ADGM, SCA, CySEC, DFSA navigate the complexities of local and international laws. Our expertise includes ensuring compliance with Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) regulations, helping businesses prevent financial crimes and maintain integrity in their operations. We also provide guidance on data protection regulations, ensuring your organization meets the highest standards for safeguarding sensitive information.
Our team works closely with clients across various industries, especially companies engaged in financial services. Our expertise includes:
- Developing and implementing tailored compliance and AML strategies.
- Conduct risk assessments and audits
- Compliance monitoring.
- Website composition including privacy policies, risk disclosures etc.
- Compliance training programs for back office, sales and compliance team and senior management;
- Establishing robust internal controls that align with regulatory requirements;
- Advising start-ups to build and maintain their compliance, AML policies and governance procedures.
